FINANCIAL MARKET AND SURVEILLANCE
Markets surveillance is a focal point of regulatory scrutiny. Regulators worldwide have become more aggressive in investigating and bringing enforcement actions, fines, and sanctions against firms with inadequate compliance procedures and systems.
The NICE Actimize Market Surveillance solution helps financial services institutions, broker/dealers and future commission merchants meet their regulatory obligations, avoid costly fines and preserve their reputation.
Efficiently monitors across full trade lifecycle with order and execution based models